Felicia D. Omalley

EASTGATE CAPITAL ADVISORS LLC

Winnetka, IL 60093

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CRD#: 1047573

Professional summary

Felicia Davis Omalley, who also goes by Felicia Maureen Davis, is a registered financial advisor currently at EASTGATE CAPITAL ADVISORS LLC located in Winnetka, Illinois.

Felicia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Felicia has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Felicia Maureen Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felicia Davis Omalley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2017 - Present

EASTGATE CAPITAL ADVISORS LLC

Office #1: 560 Green Bay Road Suite 101, Winnetka, IL 60093

RIA

CRD#: 220511

Winnetka, IL

Past

October 15, 2010 - November 2, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WINNETKA, IL

Past

September 30, 2010 - November 2, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WINNETKA, IL

Past

January 16, 1991 - July 21, 1995

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

October 20, 1987 - September 13, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 14, 1983 - November 26, 1984

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

June 29, 1982 - November 22, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EASTGATE CAPITAL ADVISORS LLC

CRD#: 220511 / SEC#: 801-130038

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Illinois

Registered Investment Advisory firm - (6/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/6/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/2010

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 1/6/1988

National Commodity Futures Examination

Current Firm

EASTGATE CAPITAL ADVISORS LLC

CRD#: 220511 / SEC#: 801-130038

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Illinois

Registered Investment Advisory firm - (6/21/2024 Terminated)

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Contact information

Main Address

560 Green Bay Road Suite 101, Winnetka, IL 60093

Mailing Address

Phone number

(312) 690-4900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EASTGATE CAPITAL ADVISORS ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	269
AUM (Assets Under Management)	$ 263,018,259

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/19/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Felicia D. Omalley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felicia Davis Omalley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

NYLIFE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EASTGATE CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2010

Series 63

Date: 1/6/1988

SIE

Date: 11/2/2016

Series 7

Date: 9/29/2010

Series 3

Date: 1/6/1988

Current Firm

EASTGATE CAPITAL ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EASTGATE CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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