Sergio P. Ciotola
Professional summary
Sergio Paul Ciotola, who also goes by Sergiopaul Ciotola, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Sergio is registered as a RR (Registered Representative) and started their career in finance in 1982. Sergio has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sergio Paul Ciotola's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 6th Floor, New York, NY 10285August 22, 2008 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
April 13, 1989 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
February 12, 1985 - April 3, 1989
UBS FINANCIAL SERVICES INC.
June 2, 1983 - April 23, 1984
THOMSON MCKINNON SECURITIES INC.
August 24, 1982 - May 31, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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