AB
Andrew G. Baldassarre
ROSSMORE PRIVATE CAPITAL
Glastonbury, CT 06033
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CRD#: 1047256
AB
Professional summary
Andrew Guy Baldassarre is a registered financial advisor currently at ROSSMORE PRIVATE CAPITAL, LLC located in Glastonbury, Connecticut.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FERRARI CLUB OF AMERICA-NEW ENGLAND REGION / 12 PENWOOD ROAD BLOOMFIELD CT 06002 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...) / OTHER CAR CLUB / SUPPORTS SOCIAL ACTIVITIES, FUNDRASING, TRACK EVENTS AND CONCORSO EVENTS / OTHER CLUB TREASURER / RECIEVE AND DISBURSE CLUB FUNDS / START DATE 06/30/2010.
2)VILLAGE FOR FAMILY AND CHILDREN, INC / 1640 ALBANY AVE HARTFORD CT 06103 / SOCIAL SERVICES AND RESIDENTIAL CARE FACILITY FOR FAMILIES AND CHILDREN IN GREATER HARTFORD AREA. / BOARD OF DIRECTORS / START DATE 01/12/09 - 12/31/2011 / 4 HRS PER MONTH.
3)ST AGNES FAMILY CENTER / 104 MAYFLOWER STREET W HARTFORD CT 06110 / BOARD OF DIRECTORS- RESIDENTIAL CARE FACILITY FOR UNWED MOTHER'S AND THEIR BABIES. / START DATE 01/12/2009 / .5 HRS PER MONTH.
4)PENWOOD ASSOCATION / SIMSBURY ROAD BLOOMFIELD CT 06002 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...) / OTHER NEIGBORHOOD HOMEOWNERS ASSOCIATION / MANTAIN NEIGHBORHOOD / OTHER PRESIDENT / PRESIDE OVER MEETING AND MAKE EXECUTIVE DESICIONS / START DATE 02/01/2012.
5)VILLAGE FOR FAMILIES AND CHILDREN / 1680 ALBANY AVE HARTFORD CT HARTFORD / COMPANY / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / SOCIAL SERVICES FOR HARTFORD FAMILIES / MEMBER OF BOARD OF DIRECTORS / ATTEND MEETING AND VOTE ON AGENDA ITEMS / START DATE 02/01/2009 / FIANCE COMMITTEE AND BOARD MEETINGS.
6)Village for Families and Children / 1680 Albany ave Hartford,CT 06105 / Other/ Other Social Services / Crisis intervention Greater Hartford Area / Other / Vice Chair of Board of Directors / Governance of organization / Start Date 06/30/2017/ End Date 06/30/2018/ Charitable organizaton 43281 / Board and Finance Meeting held at noon
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Guy Baldassarre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2020 - Present
ROSSMORE PRIVATE CAPITAL, LLC
Office #1: 628 Hebron Avenue Suite 306, Glastonbury, CT 06033RIA
CRD#: 288453
Glastonbury, CT
Past
January 6, 2009 - January 28, 2020
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HARTFORD, CT
Past
December 10, 2008 - January 28, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HARTFORD, CT
Past
August 28, 2003 - March 5, 2008
UST SECURITIES CORP.
BD
CRD#: 13906
STAMFORD, CT
Past
January 24, 2000 - August 31, 2001
UST FINANCIAL SERVICES CORP.
BD
CRD#: 36881
NEW YORK, NY
Past
October 16, 1995 - September 23, 1997
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
ROSSMORE PRIVATE CAPITAL, LLC
ROSSMORE PRIVATE CAPITAL, LLC
CRD#: 288453 / SEC#: 801-110562
RIA
Registered Investment Advisory firm - (6/2/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(2/12/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RP
ROSSMORE PRIVATE CAPITAL, LLC
ROSSMORE PRIVATE CAPITAL, LLC
CRD#: 288453 / SEC#: 801-110562
RIA
Registered Investment Advisory firm - (6/2/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
628 Hebron Avenue Suite 306, Glastonbury, CT 06033
Mailing Address
Phone number
(860) 200-6079
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 1,315,900,298 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 10/09/2024 | ||
| 09/27/2023 | ||
| 09/07/2022 |
Red Flags
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