Anita S. Chalmers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anita Sanders Chalmers, who also goes by Anita Sanders Chalmerswebb, was a registered financial professional .
Anita is a previously registered financial professional and started their career in finance in 1982. Anita had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2000 - December 22, 2014
THE STERLING GROUP
December 31, 1997 - February 5, 2009
LPL FINANCIAL LLC
July 10, 1991 - December 31, 2010
ANITA CHALMERS
May 19, 1982 - February 5, 2009
LPL FINANCIAL LLC
Primary Firm SEC Registration
THE STERLING GROUP
CRD#: 111782 / SEC#: 801-77006
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE STERLING GROUP
CRD#: 111782 / SEC#: 801-77006
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 808 |
| AUM (Assets Under Management) | $ 396,607,926 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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