Steven W. Kochensparger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Wayne Kochensparger, who also goes by Steve Wayne Kochensparger, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 6 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1989 - October 4, 1990
COLUMBUS EQUITIES INTERNATIONAL, INC.
August 24, 1987 - January 23, 1989
EQUITABLE SECURITIES OF NEW YORK,INC.
November 5, 1986 - September 1, 1987
WILLIAM SCOTT & CO. L.L.C.
August 30, 1985 - November 14, 1986
DENTON & COMPANY, INCORPORATED
March 14, 1984 - September 9, 1985
CETERA ADVISORS LLC
June 28, 1982 - March 8, 1984
FIRST PARK EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBUS EQUITIES INTERNATIONAL, INC.
CRD#: 7559 / SEC#: , 8-22134
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
