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Steven Wayne Kochensparger

CRD# 1047243·Registered 1982 - 1990
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Wayne Kochensparger, who also goes by Steve Wayne Kochensparger, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1982 - 1990. Steven had worked at 6 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Wayne Kochensparger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

COLUMBUS EQUITIES INTERNATIONAL, INC.·CRD# 7559
BD
January 24, 1989 - October 4, 1990
EQUITABLE SECURITIES OF NEW YORK,INC.·CRD# 14583
BD
August 24, 1987 - January 23, 1989
WILLIAM SCOTT & CO. L.L.C.·CRD# 14979
BD
November 5, 1986 - September 1, 1987
DENTON & COMPANY, INCORPORATED·CRD# 1630
BD
August 30, 1985 - November 14, 1986
CETERA ADVISORS LLC·CRD# 10299
BD
March 14, 1984 - September 9, 1985
FIRST PARK EQUITIES, INC.·CRD# 5269
BD
June 28, 1982 - March 8, 1984

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Current Firm

CE
COLUMBUS EQUITIES INTERNATIONAL, INC.

COLUMBUS EQUITIES INTERNATIONAL, INC. | PARSONS SECURITIES, INC. | PARSONS SECURITIES INC.

CRD#: 7559 / SEC#: 8-22134
BD
Liquidated by FINRA on 01/08/1991

Contact Information

Established

Ohio since 09/14/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1982About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 1988About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1987About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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