William Heinzerling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Heinzerling was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2020 - January 24, 2022
GRAY OAK CAPITAL, LLC
August 29, 2017 - March 12, 2018
SELALU PARTNERS, LLC
June 17, 2009 - June 8, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 8, 2007 - October 16, 2008
CONSTELLATION WEALTH ADVISORS LLC
July 21, 1999 - April 26, 2005
CITICORP SECURITIES SERVICES, INC.
June 15, 1999 - August 3, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
September 4, 1996 - April 26, 2005
CITIGROUP GLOBAL MARKETS PUERTO RICO INC.
June 22, 1984 - April 26, 2005
CITIGROUP GLOBAL MARKETS INC.
May 24, 1982 - May 1, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GRAY OAK CAPITAL, LLC
CRD#: 290056 / SEC#: , 8-70014
Contact information
FINRA licenses (20 States and Territories)
Red Flags
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