Thomas V. Cannizzaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Vincent Cannizzaro was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2009 - August 12, 2020
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
October 28, 2005 - January 22, 2009
KESTRA INVESTMENT SERVICES, LLC
December 1, 2000 - October 27, 2005
THE LEADERS GROUP, INC.
December 7, 1998 - November 9, 2000
1717 CAPITAL MANAGEMENT COMPANY
January 13, 1994 - December 3, 1998
CADARET, GRANT & CO., INC.
September 4, 1990 - November 2, 1993
GUARDIAN INVESTOR SERVICES LLC
December 6, 1984 - February 2, 1988
MML INVESTORS SERVICES, LLC
March 10, 1984 - September 7, 1990
W.D.R. EQUITY RESOURCES, INC.
July 1, 1982 - May 18, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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