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Ronald Silas

CRD# 1047209·Registered 1984 - 1998
Barred: Ronald Silas was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Ronald Silas, who also goes by Ron Silas, was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1984 - 1998. Ronald had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron Silas

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
Oakland, CA
January 17, 1995 - December 8, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
June 23, 1992 - December 27, 1994
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
April 13, 1992 - July 15, 1992
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
April 13, 1992 - July 15, 1992
THE VARIABLE ANNUITY MARKETING COMPANY·CRD# 5081
BD
Houston, TX
October 4, 1990 - September 3, 1991
GRIFFIN FINANCIAL SERVICES·CRD# 10823
BD
May 24, 1988 - June 27, 1990
NYLIFE SECURITIES LLC·CRD# 5167
BD
February 8, 1988 - August 15, 1988
MUTUAL OF OMAHA INVESTOR SERVICES, INC.·CRD# 611
BD
October 3, 1984 - December 21, 1987

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Current Firm

BI
BA INVESTMENT SERVICES, INC.

BA INVESTMENT SERVICES, INC. | SECURITY PACIFIC INVESTMENTS, INC. | SECURITY PACIFIC BROKERS, INC.

CRD#: 12965 / SEC#: 8-28502
BD
Terminated by SEC on 09/07/1999

Contact Information

Established

Delaware since 06/22/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1984About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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