Hyla S. Robinson-rice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hyla Susan Robinson-rice, who also goes by Hyla Susan Robinson, Hyla Susan Robinsont-rice, Hyla S Robinsontannery, Hyla Susan Robinsontannery, Hyla Robinson Tannery, was a registered financial professional .
Hyla is a previously registered financial professional and started their career in finance in 1982. Hyla had worked at 9 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2013 - May 12, 2023
THE LEADERS GROUP, INC.
July 1, 2009 - August 21, 2013
PRINCIPAL SECURITIES, INC.
April 9, 2003 - July 2, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 9, 2003 - July 2, 2007
MSI FINANCIAL SERVICES, INC.
April 18, 2002 - May 7, 2003
PARK AVENUE SECURITIES LLC
February 11, 2000 - December 20, 2001
HORNOR, TOWNSEND & KENT, LLC
May 20, 1998 - December 31, 1999
CADARET, GRANT & CO., INC.
August 2, 1984 - November 9, 1988
FIRST TEXAS GROUP, INC.
October 5, 1982 - November 28, 1983
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
