Alex W. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Wayne Howard was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1983. Alex had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2014 - October 3, 2019
STOUT CAPITAL, LLC
September 20, 1999 - April 11, 2014
COWEN SECURITIES, LP
September 4, 1990 - September 20, 1991
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1988 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
March 17, 1988 - September 1, 1988
BOETTCHER & COMPANY, INC.
March 30, 1987 - April 26, 1988
FIRST INTERSTATE BROKERAGE OF TEXAS, INC.
January 19, 1983 - June 3, 1985
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOUT CAPITAL, LLC
CRD#: 127302 / SEC#: , 8-65979
Contact information
FINRA licenses (38 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
