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William Joseph Mueger

CRD# 1047116·Registered 1983 - 1990
Barred: William Joseph Mueger was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

William Joseph Mueger, who also goes by Bill Mueger, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1983 - 1990. William had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Mueger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

MLB INVESTMENTS, LTD.·CRD# 18280
BD
February 15, 1990 - April 18, 1990
WALL STREET WEST, INC.·CRD# 7529
BD
January 20, 1988 - July 15, 1989
FIRST FLORIDA SECURITIES GROUP, INC.·CRD# 14320
BD
December 24, 1987 - January 15, 1988
MARGATE SECURITIES, INC.·CRD# 14586
BD
April 28, 1986 - January 26, 1988
USLIFE EQUITY SALES CORP.·CRD# 7962
BD
July 27, 1983 - January 21, 1986
NORBAY SECURITIES INC.·CRD# 5431
BD
June 22, 1983 - April 2, 1986

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Current Firm

MI
MLB INVESTMENTS, LTD.

MLB INVESTMENTS, LTD.

CRD#: 18280 / SEC#: 8-36384
BD
Expelled by FINRA on 12/11/1992

Contact Information

Established

Nevada since 07/03/1986

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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