Peter S. Shedden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Scott Shedden, who also goes by Peter Scot Shedden, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1982. Peter had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2009 - August 1, 2013
GILFORD SECURITIES INCORPORATED
April 25, 2007 - April 22, 2009
MF GLOBAL INC.
February 26, 2004 - November 17, 2005
REFCO SECURITIES, LLC
January 28, 1995 - December 19, 2003
UBS FINANCIAL SERVICES INC.
September 16, 1982 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
June 28, 1982 - September 7, 1982
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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