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Peter Scott Shedden

CRD# 1047083·Registered 1982 - 2013
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Scott Shedden, who also goes by Peter Scot Shedden, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1982 - 2013. Peter had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Scot Shedden

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
May 20, 2009 - August 1, 2013
MF GLOBAL INC.·CRD# 6731
BD
New York, NY
April 25, 2007 - April 22, 2009
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
February 26, 2004 - November 17, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 28, 1995 - December 19, 2003
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
September 16, 1982 - January 28, 1995
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.·CRD# 6577
BD
June 28, 1982 - September 7, 1982

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Current Firm

GS
GILFORD SECURITIES INCORPORATED

GILFORD SECURITIES INCORPORATED

CRD#: 8076 / SEC#: 8-24230
BD
Terminated by SEC on 12/28/2015

Contact Information

Established

New York since 09/24/1979

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WORTHINGTON, RALPH IVCHAIRMAN AND CEO, CHIEF COMPLIANCE OFFICER472943
SACHS, BONNIE JANE EDELMANDIRECTOR, CFO, COO725100

Disclosures

Regulatory Event

21

Arbitration

29

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1982About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed May 1983About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1982About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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