Raymond M. Pinelli
Professional summary
Raymond Michael Pinelli is a registered financial professional currently at HRC FUND ASSOCIATES, LLC located in New York, New York.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1982. Raymond has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Michael Pinelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2019 - Present
HRC FUND ASSOCIATES, LLC
Office #1: 88 Pine Street 31st Floor, Suite 3101, New York, NY 10005May 4, 2016 - October 8, 2018
TRIVE NEW YORK LLC
April 14, 2000 - January 16, 2015
FRED ALGER & COMPANY, LLC
April 30, 1998 - March 30, 2000
UBS CAPITAL MARKETS L.P.
January 25, 1991 - March 29, 2000
CHARLES SCHWAB & CO., INC.
August 29, 1989 - October 18, 1990
FIRST OHIO SECURITIES COMPANY
March 13, 1989 - April 1, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
February 6, 1989 - March 1, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 22, 1986 - August 25, 1988
MORGAN STANLEY DW INC.
May 19, 1983 - April 2, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
May 24, 1982 - August 10, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 8
Date: 12/28/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
HRC FUND ASSOCIATES, LLC
CRD#: 142846 / SEC#: , 8-67496
Contact information
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, SCOTT DAVID | MEMBER; FINOP, CFO | 1912249 |
| FONTANA, VICTOR J JR. | CONTROLLER | 6054744 |
| FONTANA, VICTOR JOSEPH | MEMBER, PRESIDENT, COO | 1240936 |
| HILL, RAYMOND ALEXANDER III | MEMBER | 1950094 |
| REICK, TIMOTHY WILLIAM | CEO, MEMBER | 4384534 |
| THE DANIELS GST TRUST | MEMBER | |
| THE FONTANA GST TRUST | MEMBER | |
| THE RAYMOND HILL GST TRUST | MEMBER | |
| DANIELS, SCOTT DAVID | TRUSTEE - THE FONTANA GST TRUST | 1912249 |
| DANIELS, SCOTT DAVID | TRUSTEE - THE RAYMOND HILL GST TRUST | 1912249 |
| DANIELS, TERI ANN | TRUSTEE - THE DANIELS GST TRUST | 6154120 |
| FONTANA, CHRISTINE LYNN | TRUSTEE - THE FONTANA GST TRUST | 6153900 |
| FONTANA, VICTOR JOSEPH | TRUSTEE - THE DANIELS GST TRUST | 1240936 |
| NOWACK, ANDREW PETER | CCO, GENERAL COUNSEL | 2488500 |
Red Flags
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