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Arnold Ira Cohen

CRD# 1046941·Registered 1982 - 2025
Previously Registered: Being a previously registered professional could mean that Arnold is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arnold Ira Cohen was a registered financial advisor. Arnold was a previously registered financial professional and started their career in finance 1982 - 2025. Arnold had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

MORGAN STANLEY·CRD# 149777
RIA
West Palm Beach, FL
June 12, 2020 - October 14, 2025
MORGAN STANLEY·CRD# 149777
BD
West Palm Beach, FL
June 12, 2020 - October 14, 2025
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
West Palm Beach, FL
June 24, 2016 - July 6, 2020
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
West Palm Beach, FL
April 14, 2016 - July 6, 2020
PNC WEALTH MANAGEMENT LLC·CRD# 129052
RIA
Boca Raton, FL
January 8, 2004 - April 18, 2016
PNC WEALTH MANAGEMENT LLC·CRD# 129052
BD
Boca Raton, FL
January 7, 2004 - April 18, 2016
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
RIA
Millburn, NJ
May 12, 2003 - January 7, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
BD
Louisville, KY
December 10, 1999 - January 7, 2004
ATLANTIC GROUP SECURITIES, INC.·CRD# 42194
BD
Millburn, NJ
June 5, 1997 - August 18, 2000
RICKEL & ASSOCIATES, INC.·CRD# 7839
BD
New York, NY
May 14, 1982 - August 29, 1997

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Current Firm

MORGAN STANLEY
MORGAN STANLEY

CITIGROUP INSTITUTIONAL CONSULTING | SMITH BARNEY | PRIVATE PORTFOLIO GROUP | MORGAN STANLEY WEALTH MANAGEMENT | MORGAN STANLEY SMITH BARNEY LLC | MORGAN STANLEY SMITH BARNEY | MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | MORGAN STANLEY CONSULTING GROUP | MORGAN STANLEY | GRAYSTONE CONSULTING | E*TRADE FROM MORGAN STANLEY | CONSULTING GROUP

CRD#: 149777 / SEC#: 801-70103, 8-68191
RIA
Registered Investment Advisory firm - SEC (5/11/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

2000 Westchester Avenue, Purchase, NY 10577-2530

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone Number

(914) 225-1000

Established

Delaware since 02/02/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

29,481

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

OUTSOURCED CHIEF INVESTMENT OFFICE (OCIO) (8/7/2026)

Direct owners and executive officers

NamePositionCRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLCMEMBER—
CROWE, JOHN WILLIAMCHIEF FINANCIAL OFFICER5475007
FINN, JEDDIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER5658048
FLETCHER, PATRICIA KAYTEXAS DESIGNATED PRINCIPAL1202060
GALASSO, DAVID ANTHONYPRINCIPAL OPERATIONS OFFICER1926502
GIVENS, WILLIAM BENJAMINCHIEF COMPLIANCE OFFICER (BD ONLY)2790454
HANSEN, TIMOTHY GERARDCHIEF COMPLIANCE OFFICER (IA ONLY )4956475
HENNESSY, MICHAEL SDIRECTOR1988660
JANOVER, JAMES TROYDIRECTOR2818307
LUMIA, VINCENT JOHNDIRECTOR3147533
TURNER, CHAD EDWARDDIRECTOR6009808

Regulatory Assets Under Management

Total Number of Accounts

2,703,720

AUM (Assets Under Management)

$1,961,887,313,229

Disclosures

Regulatory Event

66

Arbitration

119

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
06/11/2026Cover PageReport
08/20/2025Cover PageReport
07/23/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

3) Playlist Fitness Holdings, LLP 8% -Playlist Fitness is a private entity Yoga Studio in Los Angeles Ca. It was opened by our son. We made a $30,000 investment in this entity in my wife's name. This represented 10.97% of the beginning capital. My wife and myself have no involvement in this business either financial or managerial. I have no clients invested into this business. I know that Morgan Stanley has no involvement either in this business. There are no plans for this to become a public entity. The mailing address is 1900 Avenue of the Stars Ste 625, Los Angeles, Ca 90067. - Continuity Logic Corp .5% -Continuity logic is a privately held software solutions company. My father in law, who is deceased, made an investment about 35 years ago into this company in my wife's name. I think it would be overly generous for me to value this investment's current value at $15,000. And that is just a number I made up since the only hope of any recovery would be a sale of the company. We have written it off in our minds long ago. We do not even receive a formal K1 anymore just a one line entry showing her with negative capital and an allocated small loss. We have never had any involvement in this entity and I wouldn't know if they do any business with Morgan Stanley. I believe they are located in the Fairfield NJ area. Bo inc .5% -This was a private entity that we invested about $25, 000 in about 10 years ago. The company had created a music related app that was to be incorporated into all the phones that Radio Shack was to sell. However, this never materialized and Radio Shack went into bankruptcy so that seemed to be the end of the company. To my knowledge this company doesn't even exist anymore. I do not receive any K1's. I was never involved in this company in any way. I do not even have a mailing address or contact for the company. I list it only because I have never used the tax loss. I have no clients invested in this entity. Triangle Fidelity Real Estate 1% -This is a private entity that owns industrial real estate in NJ. Probably 35 years ago I invested a $25,000 check into this entity as a limited partner in my name. My K1 shows a .5714% share of capital. T have never had an involvement in this entity in any way other than an investor. I have no clients involved in this. There aren't plans for this to become a public entity. I do not advise them on any financial matters. I am not aware of Morgan Stanley being involved in this entity. Triangle Fidelity, has a mailing address of 225 Millburn Avenue, Suite 202, Millburn NJ 07041. * 483449 - Trust; Investment related Yes; Boca Raton, Florida; Trust; Trustee/Co Trustee;03/2022; During business hours: 1; After business hours: 3; Investment Decisions/Advice, Check Signing/Funds Disbursements

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MORGAN STANLEY
MORGAN STANLEY

CITIGROUP INSTITUTIONAL CONSULTING | SMITH BARNEY | PRIVATE PORTFOLIO GROUP | MORGAN STANLEY WEALTH MANAGEMENT | MORGAN STANLEY SMITH BARNEY LLC | MORGAN STANLEY SMITH BARNEY | MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | MORGAN STANLEY CONSULTING GROUP | MORGAN STANLEY | GRAYSTONE CONSULTING | E*TRADE FROM MORGAN STANLEY | CONSULTING GROUP

CRD#: 149777 / SEC#: 801-70103, 8-68191
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BD
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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1983About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed May 1982About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Apr 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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