Isaac Brown
Professional summary
Isaac Brown JR, who also goes by Isaac Jr Brown, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Saint Albans, New York.
Isaac is registered as a RR (Registered Representative) and started their career in finance in 1983. Isaac has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Isaac Brown JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2011 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 200-31 Linden Blvd, Saint Albans, NY 11412March 13, 2006 - November 4, 2009
AURA FINANCIAL SERVICES, INC.
September 15, 2005 - April 11, 2006
INVESTORS CAPITAL CORP.
March 9, 2004 - December 16, 2004
MURPHY VAN SECURITIES, INC.
February 14, 2002 - October 3, 2002
WALL STREET FINANCIAL GROUP, INC.
September 23, 1983 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 23, 1983 - February 18, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2012)
(11/10/2011)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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