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Victor Gerard Campana

CRD# 1046779·Registered 1985 - 1993
Previously Registered: Being a previously registered professional could mean that Victor is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Victor Gerard Campana was a registered financial advisor. Victor was a previously registered financial professional and started their career in finance 1985 - 1993. Victor had worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

G.R. STUART & COMPANY, INC.·CRD# 29101
BD
February 9, 1993 - December 17, 1993
FINANCIAL SECURITIES NETWORK,INC.·CRD# 16153
BD
July 23, 1992 - February 26, 1993
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
May 8, 1992 - July 28, 1992
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
June 11, 1991 - July 8, 1991
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
January 5, 1990 - July 3, 1991
J. T. MORAN & CO., INC.·CRD# 15655
BD
August 8, 1989 - November 24, 1989
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
May 22, 1987 - August 10, 1989
ROBERT C. CARR & CO., INC.·CRD# 5494
BD
June 3, 1986 - April 29, 1987
WELCO SECURITIES, INC.·CRD# 14061
BD
May 22, 1986 - June 16, 1986
WADDELL & REED·CRD# 866
BD
January 8, 1985 - September 17, 1985

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Current Firm

GS
G.R. STUART & COMPANY, INC.

G.R. STUART & COMPANY, INC.

CRD#: 29101 / SEC#: 8-44111
BD
Terminated by SEC on 08/27/1995

Contact Information

Established

Massachusetts since 07/03/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1985About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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