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Victor G. Campana

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CRD#: 1046779
VC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Victor Gerard Campana was a registered financial professional .

Victor is a previously registered financial professional and started their career in finance in 1985. Victor had worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 9, 1993 - December 17, 1993

G.R. STUART & COMPANY, INC.

BD
CRD#: 29101
Past

July 23, 1992 - February 26, 1993

FINANCIAL SECURITIES NETWORK,INC.

BD
CRD#: 16153
Past

May 8, 1992 - July 28, 1992

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
Past

June 11, 1991 - July 8, 1991

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
Past

January 5, 1990 - July 3, 1991

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
Past

August 8, 1989 - November 24, 1989

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

May 22, 1987 - August 10, 1989

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
Past

June 3, 1986 - April 29, 1987

ROBERT C. CARR & CO., INC.

BD
CRD#: 5494
Past

May 22, 1986 - June 16, 1986

WELCO SECURITIES, INC.

BD
CRD#: 14061
Past

January 8, 1985 - September 17, 1985

WADDELL & REED

BD
CRD#: 866

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/9/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


GS
G.R. STUART & COMPANY, INC.
G.R. STUART & COMPANY, INC.

CRD#: 29101 / SEC#: , 8-44111

BD
Terminated by SEC on 08/27/1995
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Contact information


Main Address
Mailing Address
Phone number
Established
Massachusetts since 07/03/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


G.R. STUART & COMPANY, INC.

CRD#: 29101

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