Bruce E. Olens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Edward Olens was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1982. Bruce had worked at 6 firms and has passed the Series 63, Series 7, Series 24, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 1989 - August 10, 1989
CROWN FINANCIAL GROUP, INC.
February 12, 1988 - April 11, 1989
MONMOUTH INVESTMENTS, INC.
February 5, 1987 - February 18, 1988
J. T. MORAN & CO., INC.
July 16, 1986 - February 9, 1987
HOMESTEAD SECURITIES, INC.
August 30, 1985 - July 30, 1986
HICKEY, KOBER, INCORPORATED
May 24, 1982 - July 15, 1985
KOBRIN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROWN FINANCIAL GROUP, INC.
CRD#: 540 / SEC#: , 8-8381
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROWN FINANCIAL HOLDINGS, INC. (PUBLICLY REPORTING ENTITY UNDER SECTION 12 OF THE '34 ACT.) | SHAREHOLDER | |
| HOOBLER, JEFFREY MICHAEL | INTERIM PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | 1406028 |
| LEIGHTON, JOHN PATRICK | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | 724359 |
| THORNTON, ROBERT SEAVEY | SENIOR VICE PRESIDENT/CFO/TREASURER/FINOP | 1188684 |
Disclosures
| Regulatory Event | 31 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
