John W. Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Welch was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2020 - February 18, 2021
ICE BONDS SECURITIES CORPORATION
July 18, 2001 - June 3, 2020
TMC BONDS L.L.C.
March 29, 2001 - June 27, 2001
CHAPDELAINE TULLETT PREBON, LLC
November 29, 2000 - December 12, 2000
CANTOR FITZGERALD & CO.
July 24, 2000 - December 12, 2000
MINT BROKERS
April 15, 1997 - July 24, 2000
MUNICIPAL PARTNERS INC.
January 19, 1993 - April 9, 1997
TULLETT & TOKYO SECURITIES, INC.
January 25, 1991 - January 18, 1993
MINT BROKERS
October 20, 1984 - January 25, 1991
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
September 29, 1982 - October 11, 1984
TITUS & DONNELLY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/22/2024
General Securities Representative ExaminationCurrent Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
