John A. Montelbano
Professional summary
John Anthony Montelbano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, John had worked at 15 firms, which includes MORGAN SPAULDING INC., COUCH & COMPANY INCORPORATED, WILLIAM SCOTT & CO. L.L.C., FIRST LIBERTY INVESTMENT GROUP INC., MEYERS POLLOCK ROBBINS INC., MONITOR INVESTMENT GROUP INC., THE WELLINGTON GROUP INC., BARRON CHASE SECURITIES INC., H.J. MEYERS & CO. INC., W.J. NOLAN & COMPANY INC., BAIRD PATRICK & CO. INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC, MARKETAMERICA SECURITIES INC., ADVEST INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 1999 - February 8, 2001
MORGAN SPAULDING, INC.
June 2, 1999 - September 3, 1999
COUCH & COMPANY, INCORPORATED
March 12, 1997 - April 1, 1998
WILLIAM SCOTT & CO. L.L.C.
October 31, 1996 - March 13, 1997
FIRST LIBERTY INVESTMENT GROUP, INC.
July 26, 1996 - December 19, 1996
MEYERS POLLOCK ROBBINS, INC.
October 4, 1995 - August 6, 1996
MONITOR INVESTMENT GROUP, INC.
April 20, 1995 - July 13, 1995
THE WELLINGTON GROUP, INC.
January 17, 1994 - July 14, 1995
BARRON CHASE SECURITIES, INC.
November 5, 1991 - January 28, 1994
H.J. MEYERS & CO., INC.
December 3, 1990 - November 20, 1991
W.J. NOLAN & COMPANY, INC.
September 7, 1988 - October 10, 1990
BAIRD, PATRICK & CO., INC.
January 1, 1988 - September 20, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 1, 1988 - September 20, 1988
EQUITABLE ADVISORS, LLC
August 6, 1987 - December 4, 1987
MARKETAMERICA SECURITIES, INC.
June 24, 1982 - July 11, 1985
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN SPAULDING, INC.
CRD#: 44604 / SEC#: , 8-50751
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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