Jeannie M. Casazza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeannie Marie Casazza was a registered financial professional .
Jeannie is a previously registered financial professional and started their career in finance in 1983. Jeannie had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1995 - May 19, 1998
PAC EQUITY SECURITIES, INC.
March 24, 1992 - December 31, 1993
G. R. PHELPS & CO., INC.
September 18, 1989 - April 2, 1990
DOMINICK & DICKERMAN LLC
October 4, 1988 - September 13, 1989
OSBORNE, STERN & COMPANY, INC.
September 14, 1987 - October 12, 1988
PFS INVESTMENTS INC.
May 12, 1986 - June 30, 1987
MUNICICORP OF CALIFORNIA
August 15, 1985 - March 13, 1986
M.L. STERN & CO., LLC.
August 23, 1983 - July 30, 1985
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAC EQUITY SECURITIES, INC.
CRD#: 7567 / SEC#: , 8-22210
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
