Ronald L. Douglas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Lynn Douglas, CFP® was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1982. Ronald had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
October 3, 2005 - July 6, 2022
PREMIER FINANCIAL PARTNERS, LLC
August 15, 2005 - October 22, 2024
OSAIC WEALTH, INC.
June 24, 2004 - August 18, 2005
LPL FINANCIAL LLC
May 20, 2004 - August 18, 2005
LPL FINANCIAL LLC
November 28, 2001 - May 25, 2004
WS GRIFFITH SECURITIES, INC.
November 26, 2001 - May 25, 2004
WS GRIFFITH SECURITIES, INC.
January 3, 1990 - November 26, 2001
FFP SECURITIES, INC.
December 19, 1989 - October 20, 1992
NEW ENGLAND SECURITIES
February 16, 1988 - January 3, 1990
THE B. MILLS CORPORATION
August 31, 1982 - July 10, 1989
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PREMIER FINANCIAL PARTNERS, LLC
CRD#: 132043 / SEC#: 801-64939
Contact information
Red Flags
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