David J. Yvars

THE DAVID J. YVARS GROUP

Valhalla, NY 10595

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CRD#: 1046676

Professional summary

David James Yvars is a registered financial advisor currently at THE DAVID J. YVARS GROUP INC. located in Valhalla, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. David has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Yvars's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

THE DAVID J. YVARS GROUP INC.

Office #1: 400 Columbus Avenue Suite 30s, Valhalla, NY 10595

RIA

CRD#: 328901

Valhalla, NY

Past

May 2, 2007 - December 7, 2023

THE DAVID J. YVARS GROUP, INC.

RIA

CRD#: 130852

UNIVERSITY PARK, FL

Past

June 15, 2001 - February 12, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WHITE PLAINS, NY

Past

June 15, 2001 - February 12, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 31, 1993 - June 26, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 22, 1981 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE DAVID J. YVARS GROUP INC.

CRD#: 328901 / SEC#: 801-129169

RIA

Registered Investment Advisory firm - (10/9/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/2/2024)

IAR

New York
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Current Firm

THE DAVID J. YVARS GROUP INC.

CRD#: 328901 / SEC#: 801-129169

RIA

Registered Investment Advisory firm - (10/9/2023 Approved)

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Contact information

Main Address

University Park, FL

Mailing Address

Phone number

(914) 741-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE DAVID J. YVARS GROUP INC. FORM ADV PART 2 (2/11/2025)

Regulatory assets under management

Total Number of Accounts	951
AUM (Assets Under Management)	$ 364,743,642

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Yvars

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Yvars's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE DAVID J. YVARS GROUP, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

THE DAVID J. YVARS GROUP INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2022

Series 63

Date: 2/28/1989

Series 7

Date: 10/17/1981

Current Firm

THE DAVID J. YVARS GROUP INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE DAVID J. YVARS GROUP INC.

TRUST BUT VERIFY

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