Robert G. Stowitzky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert George Stowitzky was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2010 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 18, 2009 - May 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
November 18, 2005 - July 15, 2009
MML INVESTORS SERVICES, LLC
April 3, 2002 - October 17, 2005
NYLIFE SECURITIES LLC
January 16, 2001 - December 5, 2001
SUNSET FINANCIAL SERVICES, INC.
July 6, 2000 - December 5, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
July 31, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 31, 1996 - December 31, 1999
SIGNATOR INVESTORS, INC.
March 3, 1993 - July 25, 1996
SIGNATOR INVESTORS, INC.
March 3, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 22, 1982 - November 10, 1992
METROPOLITAN LIFE INSURANCE COMPANY
June 22, 1982 - November 10, 1992
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
