Brian O. Gregory
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Oliver Gregory was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1982. Brian had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2015 - September 7, 2017
ISC ADVISORS, INC.
August 21, 2015 - September 7, 2017
INSTITUTIONAL SECURITIES CORPORATION
August 2, 2010 - August 21, 2015
LINCOLN INVESTMENT
August 2, 2010 - August 21, 2015
LINCOLN INVESTMENT
July 4, 2008 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 15, 2005 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 6, 2002 - February 15, 2005
PMG SECURITIES CORPORATION
February 10, 1999 - November 22, 1999
VALIC FINANCIAL ADVISORS, INC.
November 24, 1987 - November 22, 1999
THE VARIABLE ANNUITY MARKETING COMPANY
November 13, 1987 - December 22, 1987
OSAIC FA, INC.
November 5, 1987 - December 21, 1987
LINCOLN NATIONAL PENSION INSURANCE COMPANY
July 13, 1987 - December 22, 1987
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 24, 1982 - July 28, 1986
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
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