Robert E. Bolen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Bolen was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2009 - March 7, 2011
VISTA CAPITAL, L.L.C.
September 26, 2003 - January 27, 2009
BOLEN, ROBERT EDWARD
May 24, 1982 - October 12, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISTA CAPITAL, L.L.C.
CRD#: 47018 / SEC#: , 8-51634
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTIG, JASON ALEXANDER | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICE | 3198156 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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