Paul A. De Rosa
Professional summary
Paul Alphonse De Rosa, who also goes by Paul A De Rosa, Paul De Rosa, Paul A Derosa, is a registered financial advisor currently at DE ROSA ASSET MANAGEMENT, LLC located in Harker Heights, Texas.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Paul has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Alphonse De Rosa's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2024 - Present
DE ROSA ASSET MANAGEMENT, LLC
March 8, 2012 - March 2, 2015
BCG SECURITIES, INC.
October 4, 2011 - March 2, 2015
BCG SECURITIES, INC.
November 30, 2010 - October 13, 2011
LPL FINANCIAL LLC
January 28, 2010 - December 5, 2018
GATEWAY ADVISORY, LLC
January 15, 2010 - November 30, 2010
NRP FINANCIAL, INC.
March 6, 1996 - January 21, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 1984 - January 21, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 1982 - June 22, 1984
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/5/2024)
Exams
Current Firm
DE ROSA ASSET MANAGEMENT, LLC
CRD#: 332191 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 54,653,461 |
Red Flags
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