William N. Weickert

H. M. PAYSON & CO.

Portland, ME 04101

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CRD#: 1046321

Professional summary

William Nelson Weickert JR, who also goes by Chip Weickert, William Nelson Jr Weickert, is a registered financial advisor currently at H. M. PAYSON & CO. located in Portland, Maine.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. William has worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chip Weickert | William Nelson Jr Weickert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Nelson Weickert JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2002 - Present

H. M. PAYSON & CO.

Office #1: One Portland Square 5th Floor, Portland, ME, 04101

RIA

CRD#: 2993

Portland, ME

Past

May 4, 1989 - September 24, 2008

H. M. PAYSON & CO.

CRD#: 2993

PORTLAND, ME

Past

November 25, 1987 - April 11, 1989

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

July 7, 1982 - July 21, 1987

DEAM INVESTOR SERVICES, INC.

CRD#: 754

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

H. M. PAYSON & CO.

H. M. PAYSON & CO. | H.M. PAYSON & CO. | H.M. PAYSON

CRD#: 2993 / SEC#: 801-3901, 8-2205

RIA

Registered Investment Advisory firm - SEC (1/15/1966 Approved)

Terminated by SEC on 12/19/2008

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(11/15/2002)

IAR

Texas
(2/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/3/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/30/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/23/2001

General Securities Principal Examination

Current Firm

H. M. PAYSON & CO.

H. M. PAYSON & CO. | H.M. PAYSON & CO. | H.M. PAYSON

CRD#: 2993 / SEC#: 801-3901, 8-2205

RIA

Registered Investment Advisory firm - SEC (1/15/1966 Approved)

Terminated by SEC on 12/19/2008

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Contact information

Main Address

One Portland Square 5th Floor, Portland, ME, 04101

Mailing Address

Po Box 31, Portland, ME 04112

Phone number

(207) 772-3761

Established

Maine since 01/01/1987

Firm type

Corporation

Fiscal year end

April

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 3.27.25 (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
CURRIE, MICHAEL ROBERT	MANAGING DIRECTOR & PRESIDENT	2880899
DOWNING, JOHN CLAYTON	MANAGING DIRECTOR & TREASURER & CHIEF COMPLIANCE OFFICER	1227358
ESPOSITO, TERESA MARGARET	MANAGING DIRECTOR & CHIEF OPERATIONS OFFICER	2729388
KNOX, JOHN CLEVELAND	MANAGING DIRECTOR	824859
PIERCE, THOMAS MADIGAN	MANAGING DIRECTOR	819198
ROBBINS, PETER ELIOT	MANAGING DIRECTOR & CHAIR EXECUTIVE COMMITTEE	1022085
WALKER, JOHN HERMAN	MANAGING DIRECTOR & CHAIRMAN OF THE BOARD	457194
WEICKERT, WILLIAM NELSON JR	MANAGING DIRECTOR & SECRETARY & DIRECTOR OF RESEARCH	1046321
BELIVEAU, JOHN SEVERIN	MANAGING DIRECTOR	2044870
HARRIS, JOEL SHOREY	MANAGING DIRECTOR	1028770

Regulatory assets under management

Total Number of Accounts	4,190
AUM (Assets Under Management)	$ 8,129,599,283

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
11/16/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William N. Weickert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Nelson Weickert JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

H. M. PAYSON & CO.

KIDDER, PEABODY & CO. INCORPORATED

DEAM INVESTOR SERVICES, INC.

Primary Firm SEC Registration

H. M. PAYSON & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/1982

Series 7

Date: 11/21/1987

Series 6

Date: 6/30/1982

Series 24

Date: 4/23/2001

Current Firm

H. M. PAYSON & CO.

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

H. M. PAYSON & CO.

TRUST BUT VERIFY

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