Dorothy M. Baird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dorothy Myrtle Baird, who also goes by Dorothy Myrtle Kuhns, was a registered financial professional .
Dorothy is a previously registered financial professional and started their career in finance in 1973. Dorothy had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1995 - October 22, 1997
BEACONSFIELD FINANCIAL SERVICES, INC.
January 7, 1988 - December 31, 1994
ADVANTAGE CAPITAL CORPORATION
February 22, 1983 - December 31, 1987
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
July 22, 1975 - February 10, 1983
CORNERSTONE FINANCIAL SERVICES, INC.
June 22, 1973 - September 1, 1975
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/28/1973
Registered Representative ExaminationCurrent Firm
BEACONSFIELD FINANCIAL SERVICES, INC.
CRD#: 14634 / SEC#: , 8-30993
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
