George F. Balmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Fleischer Balmer was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1986. George had worked at 20 firms and has passed the Series 63, Series 55, Series 15, Series 5, Series 14, Series 4, Series 53, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2000 - June 3, 2003
NEW WORLD FINANCIAL, INC.
October 20, 1999 - November 12, 2001
PACIFIC CONTINENTAL SECURITIES CORPORATION
February 18, 1999 - October 14, 1999
CARNEGIE INVESTOR SERVICES INC.
September 11, 1998 - May 17, 1999
JOSEPH GUNNAR & CO. LLC
September 4, 1998 - October 5, 1998
HFP CAPITAL MARKETS LLC
February 27, 1998 - June 25, 1998
STRATEGIC RISK MANAGEMENT, INC.
April 23, 1997 - May 5, 1999
THINKEQUITY LLC
August 8, 1996 - July 8, 1998
FINANCIAL CONSULTANT GROUP, LLC
August 5, 1996 - April 23, 1997
VALORES FINAMEX INTERNATIONAL, INC.
March 1, 1995 - March 14, 1997
WEATHERLY SECURITIES CORPORATION
January 26, 1995 - February 28, 1995
S. D. COHN & CO., INC.
December 21, 1994 - September 30, 1998
GEMINI FINANCIAL CORPORATION
February 10, 1994 - August 23, 1994
INVESTMENT PARTNERS CAPITAL AND MANAGEMENT CORPORATION
January 22, 1993 - February 14, 1995
INVESTMENT PARTNERS, INC.
June 1, 1992 - February 4, 1993
A. R. BARON & CO., INC.
April 15, 1992 - June 15, 1992
ACGM, INC.
April 26, 1990 - February 11, 1992
TOCQUEVILLE SECURITIES L.P.
January 5, 1990 - May 4, 1990
TUCKER ANTHONY INCORPORATED
July 15, 1986 - July 17, 1986
MARKETFIELD SECURITIES LIMITED
July 15, 1986 - December 13, 1988
RICHARDSON GREENSHIELDS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/23/2002
Limited Representative-Equity Trader ExamSeries 15
Date: 9/9/1986
Foreign Currency Options ExaminationSeries 5
Date: 9/8/1986
Interest Rate Options ExaminationSeries 8
Date: 8/18/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NEW WORLD FINANCIAL, INC.
CRD#: 47747 / SEC#: , 8-51915
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
