George Fleischer Balmer
Professional Summary
George Fleischer Balmer was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1986 - 2003. George had worked at 20 firms and has passed the Series 63, Series 55, Series 15, Series 5, Series 14, Series 4, Series 53, Series 27, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
COMMONWEALTH ENERGY INVESTMENTS, INC. | WORLD FINANCIAL GROUP, INC. | WORLD FINANCIAL CAPITAL MARKETS INC. | NEW WORLD FINANCIAL, INC. | FIRST ADVANTAGE CAPITAL GROUP, INC. | FIRST ADVANTAGE CAPITAL GROUP
Contact Information
Established
California since 06/16/1998Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2002Series 15 — Foreign Currency Options Examination
Passed Sep 1986Series 5 — Interest Rate Options Examination
Passed Sep 1986Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1986Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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