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Lawrence Wayne Durbin

CRD# 1046141·Registered 1982 - 1994
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Wayne Durbin, who also goes by Larry Durbin, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1982 - 1994. Lawrence had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Durbin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

CULLUM & SANDOW SECURITIES, INC.·CRD# 15836
BD
Dallas, TX
February 11, 1993 - October 13, 1994
ANDREWS, HENTGES & ASSOCIATES, INC.·CRD# 28417
BD
Tulsa, OK
January 26, 1993 - February 19, 1993
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
June 5, 1990 - December 31, 1992
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - June 7, 1990
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
September 3, 1982 - November 19, 1989
SINGER & COMPANY SECURITIES, INC.·CRD# 6889
BD
July 22, 1982 - July 28, 1982

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Current Firm

C&
CULLUM & SANDOW SECURITIES, INC.

CULLUM & SANDOW SECURITIES, INC. | THE HICKS COMPANY | IFP, INCORPORATED

CRD#: 15836 / SEC#: 8-32818
BD
Terminated by SEC on 11/03/1997

Contact Information

Established

Texas since 02/21/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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