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Lawrence W. Durbin

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CRD#: 1046141
LD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lawrence Wayne Durbin, who also goes by Larry Durbin, was a registered financial professional .

Lawrence is a previously registered financial professional and started their career in finance in 1982. Lawrence had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Larry Durbin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 11, 1993 - October 13, 1994

CULLUM & SANDOW SECURITIES, INC.

BD
CRD#: 15836
DALLAS, TX
Past

January 26, 1993 - February 19, 1993

ANDREWS, HENTGES & ASSOCIATES, INC.

BD
CRD#: 28417
TULSA, OK
Past

June 5, 1990 - December 31, 1992

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

November 19, 1989 - June 7, 1990

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

September 3, 1982 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

July 22, 1982 - July 28, 1982

SINGER & COMPANY SECURITIES, INC.

BD
CRD#: 6889

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/16/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


C&
CULLUM & SANDOW SECURITIES, INC.
CULLUM & SANDOW SECURITIES, INC. | THE HICKS COMPANY | IFP, INCORPORATED

CRD#: 15836 / SEC#: , 8-32818

BD
Terminated by SEC on 11/03/1997
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 02/21/1984
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

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