Eldon L. Good
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eldon Lee Good was a registered financial professional .
Eldon is a previously registered financial professional and started their career in finance in 1983. Eldon had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - October 20, 2021
GROVE POINT ADVISORS, LLC
July 6, 2009 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
July 6, 2009 - October 20, 2021
GROVE POINT INVESTMENTS, LLC
August 14, 2003 - July 8, 2009
OSAIC FS, INC.
July 8, 2000 - July 8, 2009
OSAIC FS, INC.
March 10, 2000 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
June 24, 1983 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 24, 1983 - March 8, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
