John T. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Wood, who also goes by J T Wood, John Thomas Wood, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 7 firms and has passed the Series 63, Series 52, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2003 - November 1, 2013
SANDERLIN SECURITIES, LLC
December 8, 1989 - April 19, 1990
UBS FINANCIAL SERVICES INC.
July 26, 1989 - December 19, 1989
WACHOVIA SECURITIES, INC.
October 1, 1987 - May 17, 1989
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
June 22, 1987 - October 6, 1987
BRENNER STEED, INC.
June 9, 1983 - May 27, 1987
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
March 8, 1983 - June 7, 1983
PARK, RYAN OF TENNESSEE, INC.
August 9, 1982 - March 9, 1983
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANDERLIN SECURITIES, LLC
CRD#: 104442 / SEC#: , 8-52906
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
