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Marshall E. Melton

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CRD#: 1045953
MM

Professional summary

Marshall Eugene Melton was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Marshall is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Marshall had worked at 11 firms, which includes PEGASUS CAPITAL INVESTMENTS LC, TAJ GLOBAL EQUITIES INC., SIGMA FINANCIAL CORPORATION, CETERA WEALTH SERVICES LLC, NEW ENGLAND SECURITIES, TITAN/VALUE EQUITIES GROUP INC., TILDEN PARTNERS INC., BAKER THOMAS SECURITIES INC., WS GRIFFITH SECURITIES INC., SENTRA SECURITIES CORPORATION, HOME LIFE INSURANCE COMPANY.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 17, 1996 - May 2, 1997

PEGASUS CAPITAL INVESTMENTS LC

BD
CRD#: 40078
GREENSBORO, NC
Past

March 9, 1995 - March 14, 1996

TAJ GLOBAL EQUITIES, INC.

BD
CRD#: 31768
TAMPA, FL
Past

June 24, 1992 - February 17, 1995

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
ANN ARBOR, MI
Past

March 13, 1989 - December 31, 1991

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

August 24, 1987 - December 15, 1988

NEW ENGLAND SECURITIES

BD
CRD#: 615
Past

April 29, 1987 - November 5, 1987

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
Past

March 3, 1987 - May 11, 1987

TILDEN PARTNERS, INC.

BD
CRD#: 7947
Past

January 14, 1987 - March 24, 1987

BAKER THOMAS SECURITIES, INC.

BD
CRD#: 18295
Past

January 13, 1986 - January 14, 1987

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
Past

February 6, 1984 - January 24, 1986

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
Past

May 26, 1982 - May 14, 1984

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
Past

May 26, 1982 - May 15, 1984

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/25/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1984
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/25/1982
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/14/1989
General Securities Principal Examination

Current Firm

PC
PEGASUS CAPITAL INVESTMENTS LC
FALCON CAPITAL INVESTMENTS, L.C. | PEGASUS CAPITAL INVESTMENTS LC

CRD#: 40078 / SEC#: , 8-48958

BD
Cancelled by SEC on 01/16/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 12/20/1995
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PLYMALE, JACK RAYSTOCKHOLDER2878896

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEGASUS CAPITAL INVESTMENTS LC

CRD#: 40078

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