Steven M. Cremer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Mark Cremer, who also goes by Steven M Cremer, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - December 31, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
June 8, 2012 - December 4, 2020
BMO ASSET MANAGEMENT CORP.
February 2, 2007 - June 8, 2012
M&I INVESTMENT MANAGEMENT CORP.
March 24, 2004 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
May 24, 1982 - April 16, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/11/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
