Frederick J. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick John Anderson was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1982. Frederick had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 1998 - August 25, 1998
SICOR SECURITIES INC
August 11, 1992 - March 13, 1998
OSAIC WEALTH, INC.
March 31, 1989 - August 14, 1992
MUTUAL SERVICE CORPORATION
January 17, 1989 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
August 31, 1988 - February 8, 1989
MONY SECURITIES CORPORATION
February 11, 1988 - September 14, 1988
FSC SECURITIES CORPORATION
April 15, 1985 - February 18, 1988
WACHOVIA SECURITIES, INC.
June 7, 1983 - April 24, 1985
CIBC WOOD GUNDY SECURITIES CORP.
March 3, 1982 - June 23, 1987
FIRST ARLINGTON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SICOR SECURITIES INC
CRD#: 16195 / SEC#: 801-31673, 8-33445
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
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