Donald L. Avant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Leonard Avant was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1982. Donald had worked at 4 firms and has passed the Series 63, SIE, Series 15, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2003 - August 31, 2017
WFG ADVISORS, LP
March 19, 1991 - December 17, 2004
WFG INVESTMENTS, INC.
March 19, 1991 - August 30, 2017
WFG INVESTMENTS, INC.
December 6, 1990 - January 1, 1991
WFG INVESTMENTS, INC.
February 15, 1988 - December 19, 1990
LEHMAN BROTHERS INC.
May 4, 1982 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/11/1984
Foreign Currency Options ExaminationCurrent Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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