David G. Strege

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CRD#: 1045849

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Glenn Strege, CFP® was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1982. David had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Biography

David Strege earned a B.S.B.A. in Finance with a concentration in personal financial planning from Drake University. He earned his CFP® certification in 1982 and in 2008 served as Chairman of the Board of Directors for the Certified Financial Planner Board of Standards Inc. 
 
David's specialties include investment management and stock based compensation strategies. His article “Employee Strategies for Stock Based Compensation” was published in the American Management Association’s Journal of Total Compensation Strategies.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Income Management

Insurance Planning

Retirement Planning

Estate Planning

Investment Planning

Tax Planning

Do you have an area of expertise or specialization?

Business Owners

Charitable Giving

Corporate Executives

High Net Worth Client Needs

Investment Advice with Ongoing...

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Past

January 1, 1999 - July 31, 2025

SYVERSON STREGE

RIA

CRD#: 109228

WEST DES MOINES, IA

Past

November 3, 1997 - March 3, 2000

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

February 4, 1997 - April 9, 1997

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

September 27, 1990 - December 31, 1996

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

October 8, 1985 - August 23, 1990

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

Past

September 23, 1982 - January 16, 1984

ALLIED GROUP SECURITIES CORPORATION

CRD#: 3638

Past

May 24, 1982 - September 28, 1982

PLANNERS FINANCIAL SERVICES, INC.

CRD#: 6751

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYVERSON STREGE

SHERPA INVESTMENT MANAGEMENT | SYVERSON STREGE SANDAGER & CO | SYVERSON STREGE & COMPANY | SYVERSON STREGE

CRD#: 109228 / SEC#: 801-54959

RIA

Registered Investment Advisory firm - (10/1/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/7/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/1998

General Securities Principal Examination

Current Firm

SYVERSON STREGE

SHERPA INVESTMENT MANAGEMENT | SYVERSON STREGE SANDAGER & CO | SYVERSON STREGE & COMPANY | SYVERSON STREGE

CRD#: 109228 / SEC#: 801-54959

RIA

Registered Investment Advisory firm - (10/1/1997 Approved)

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Contact information

Main Address

4125 Westown Parkway Suite 104, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 225-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 082825 (8/28/2025)

Regulatory assets under management

Total Number of Accounts	2,174
AUM (Assets Under Management)	$ 900,472,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David G. Strege

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

FIRST HEARTLAND CAPITAL, INC.

MUTUAL SERVICE CORPORATION

DICKINSON & CO.

ALLIED GROUP SECURITIES CORPORATION

PLANNERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SYVERSON STREGE

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/1982

Series 7

Date: 5/15/1982

Series 24

Date: 1/28/1998

Current Firm

SYVERSON STREGE

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYVERSON STREGE

TRUST BUT VERIFY

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