RB
Richard J. Briand
SILVERLAKE WEALTH MANAGEMENT LLC
Williston, VT 05495
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CRD#: 1045809
RB
Professional summary
Richard Joseph Briand JR, who also goes by Ric Briand, is a registered financial advisor currently at SILVERLAKE WEALTH MANAGEMENT LLC located in Williston, Vermont.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Richard has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ric Briand
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Silverlake Wealth Management, Investment Related. 33 Blair Park Road, Suite 100, Willston, VT 05495. Investment Advice/Managing Partner. Start 12/2012. 160hrs/mo, 100hrs/mo during trading hours. Provide investment advice and guidance. 2) SWM Realty Holdings LLC. Non-Investment Related. 33 Blair Park Road, Suite 100, Willston, VT 05495. Office Condo ownership/partner. Start 11/2012. 0hrs/mo. No duties. 3) Smith Companies, Investment Related. 225 Friend Street, Suite 600, Boston MA 02114. Life Insurance Underwriter. Assistance from Smith Co with writing Life policies. Start 4/2019. 1hr/mo, none during trading hours. Communicate with them to assist clients with potential life insurance policies. 4) Fixed Insurance. Investment related. 33 Blair Park Road, Suite 100, Willston, VT 05495. Sell and service fixed insurance. Investment advisor. Start 3/2020. 2hrs/mo, 1hr/mo during trading hours. sales and service of fixed insurance products. 5) PKS Financial. Investment related. 80 State St, Albany, NY 12207. Fixed/Traditional Insurance. Agent. Start 3/2020. 1hrs/mo, during trading hours. Sales of fixed/traditional insurance products. 6) Society of St. Edmund. Not Investment Related. Colchester VT. Investment Committee Member. Start 1988. 1 hour per month during trading. Help oversee outside investment managers and consultant.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Briand JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2017 - Present
SILVERLAKE WEALTH MANAGEMENT LLC
Office #1: 33 Blair Park Road Suite 100, Williston, VT 05495RIA
CRD#: 165525
Williston, VT
Past
April 9, 2020 - January 27, 2025
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Williston, VT
Past
December 10, 2012 - December 31, 2016
SILVERLAKE WEALTH MANAGEMENT LLC
RIA
CRD#: 165525
WILLISTON, VT
Past
December 6, 2012 - April 16, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
WILLISTON, VT
Past
November 10, 2005 - December 7, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WILLISTON, VT
Past
October 7, 2005 - December 7, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WILLISTON, VT
Past
August 11, 2000 - October 7, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BURLINGTON, VT
Past
August 5, 2000 - October 7, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 7, 1988 - August 5, 2000
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
Past
May 24, 1982 - March 9, 1988
MOSELEY SECURITIES CORPORATION
BD
CRD#: 7908
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SILVERLAKE WEALTH MANAGEMENT LLC
ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC
CRD#: 165525 / SEC#: 801-97340
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Vermont
Registered Investment Advisory firm - (3/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(1/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SILVERLAKE WEALTH MANAGEMENT LLC
ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC
CRD#: 165525 / SEC#: 801-97340
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Vermont
Registered Investment Advisory firm - (3/14/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 Blair Park Road Suite 100, Williston, VT 05495
Mailing Address
Phone number
(802) 857-5083
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,892 |
| AUM (Assets Under Management) | $ 572,662,800 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
