Gene R. Andrist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Raymond Andrist was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1982. Gene had worked at 5 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2012 - April 7, 2017
PFM FUND DISTRIBUTORS, INC.
December 11, 2002 - December 14, 2004
KFS BD, INC.
May 12, 1998 - August 5, 1998
D.E. FREY & COMPANY, INC.
October 1, 1993 - May 23, 1996
HANIFEN, IMHOFF INC.
June 20, 1988 - October 4, 1993
DAIN RAUSCHER INCORPORATED
August 26, 1982 - May 13, 1988
HANIFEN, IMHOFF INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PFM FUND DISTRIBUTORS, INC.
CRD#: 114474 / SEC#: , 8-53496
Contact information
Documents
Red Flags
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