Allan H. Wolfe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan H Wolfe was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1984. Allan had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - May 27, 2020
AARON CAPITAL INCORPORATED
April 22, 2002 - September 27, 2013
VERITRUST FINANCIAL, LLC
November 4, 1992 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
June 6, 1992 - October 13, 1992
FSC SECURITIES CORPORATION
November 7, 1989 - December 12, 1991
TITAN/VALUE EQUITIES GROUP, INC.
March 16, 1987 - November 7, 1989
VALUE EQUITIES CORPORATION
April 10, 1985 - March 26, 1987
PRINCIPAL SECURITIES, INC.
October 19, 1984 - March 15, 1985
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
