Sharon D. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Diane Butler, who also goes by Sharon Diane Johnson, Sharon Johnson, Sharon Diane Krauch, Sharon Krauch, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1987. Sharon had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2013 - February 1, 2017
SHAMROCK ASSET MANAGEMENT LLC
July 10, 2006 - August 28, 2009
MOMENTUM INDEPENDENT NETWORK INC.
June 22, 2006 - August 28, 2009
MOMENTUM INDEPENDENT NETWORK INC.
March 23, 2005 - May 15, 2006
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 10, 2005 - May 15, 2006
BBVA COMPASS INVESTMENT SOLUTIONS, INC
November 22, 2002 - January 5, 2005
BOK FINANCIAL SECURITIES, INC.
June 18, 1999 - January 5, 2005
BOK FINANCIAL SECURITIES, INC.
June 1, 1998 - May 26, 1999
WELLS FARGO BROKERAGE SERVICES, L.L.C.
June 25, 1997 - February 3, 1998
BANK UNITED SECURITIES CORP.
June 20, 1995 - July 1, 1997
PRINCIPAL FINANCIAL SECURITIES,INC.
January 6, 1992 - June 13, 1995
BANC ONE SECURITIES CORPORATION
May 15, 1990 - January 6, 1992
SERVICE ASSET MANAGEMENT COMPANY
February 26, 1987 - December 22, 1989
INDEPENDENT BROKERAGE CORPORATION OF AMERICA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SHAMROCK ASSET MANAGEMENT LLC
CRD#: 108125 / SEC#: 801-54702
Contact information
Red Flags
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