Charles E. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Davis, CFP® was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1982. Charles had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1985
Experience
February 10, 2010 - December 31, 2021
THE RULE WEALTH MANAGEMENT LLC
September 19, 1999 - August 20, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
June 26, 1991 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 26, 1991 - August 20, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
September 18, 1990 - July 1, 1991
WRP INVESTMENTS, INC.
March 16, 1990 - September 21, 1990
REALTA EQUITIES, INC.
February 28, 1983 - March 13, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 20, 1982 - February 9, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE RULE WEALTH MANAGEMENT LLC
CRD#: 152941 / SEC#:
Contact information
Red Flags
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