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Bruce Meyers

Some features on this profile are disabled
CRD#: 1045447
BM

Professional summary

Bruce Meyers was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Bruce is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Bruce had worked at 12 firms, which includes WINDSOR STREET CAPITAL LP, MYD MARKET INC, D. H. BLAIR & CO. INC., IHG CAPITAL CORP., GLOBAL CAPITAL SECURITIES INC., COMMONWEALTH ASSOCIATES, LEGEND MERCHANT GROUP INC., TEICHBERG LOEB WAXMAN RABINOWITZ INC., J. T. MORAN & CO. INC., HICKEY KOBER INCORPORATED, E. G. FRANCES CO. INC., BLINDER ROBINSON & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 11, 1994 - June 8, 2016

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

September 23, 1993 - August 24, 1995

MYD MARKET, INC

BD
CRD#: 29019
NEW YORK, NY
Past

September 9, 1991 - September 28, 1994

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

September 5, 1989 - October 25, 1989

IHG CAPITAL CORP.

BD
CRD#: 22465
Past

March 30, 1989 - July 5, 1990

GLOBAL CAPITAL SECURITIES, INC.

BD
CRD#: 13358
Past

August 17, 1988 - April 5, 1989

COMMONWEALTH ASSOCIATES

BD
CRD#: 20833
Past

May 20, 1988 - June 20, 1988

COMMONWEALTH ASSOCIATES

BD
CRD#: 20833
Past

September 15, 1986 - August 23, 1988

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
Past

June 21, 1985 - May 13, 1988

TEICHBERG, LOEB, WAXMAN, RABINOWITZ, INC.

BD
CRD#: 15714
Past

January 25, 1985 - March 26, 1985

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

September 18, 1984 - July 23, 1987

HICKEY, KOBER, INCORPORATED

BD
CRD#: 10290
Past

November 8, 1982 - February 28, 1990

E. G. FRANCES CO., INC.

BD
CRD#: 7797
Past

May 25, 1982 - November 15, 1982

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/8/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/27/1993
General Securities Principal Examination

Current Firm

WS
WINDSOR STREET CAPITAL, LP
JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: , 8-46219

BD
Cancelled by SEC on 02/05/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 04/01/1993
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER

Disclosures

Regulatory Event37
Arbitration15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDSOR STREET CAPITAL, LP

CRD#: 34171

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