Patricia A. Seelaus
Professional summary
Patricia Ann Seelaus was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patricia is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Patricia had worked at 6 firms, which includes GRANT WILLIAMS L.P., O'BRIEN & SHEPARD INC., DISCOUNT MUNIBROKERS, REGIONAL BROKERS INC., PRUDENTIAL EQUITY GROUP LLC, E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2007 - July 1, 2008
GRANT WILLIAMS L.P.
September 25, 2006 - February 5, 2007
O'BRIEN & SHEPARD, INC.
August 20, 1997 - September 7, 2006
DISCOUNT MUNIBROKERS
August 24, 1992 - April 17, 1996
REGIONAL BROKERS, INC.
March 21, 1983 - December 13, 1988
PRUDENTIAL EQUITY GROUP, LLC
April 29, 1982 - May 23, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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