Jaclyn E. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaclyn Eulann Roberts, who also goes by Jaclyn Robert, Eulann Roberts, Jackie Roberts, was a registered financial professional .
Jaclyn is a previously registered financial professional and started their career in finance in 1982. Jaclyn had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2004 - August 24, 2020
RAINIER SECURITIES, LLC
September 27, 1993 - December 12, 2002
CITIGROUP GLOBAL MARKETS INC.
February 27, 1989 - September 28, 1993
LEHMAN BROTHERS INC.
September 6, 1985 - March 4, 1989
FOSTER & MARSHALL INC.
November 8, 1983 - July 30, 1984
LEHMAN BROTHERS INC.
June 28, 1982 - March 4, 1989
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
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Exams
Current Firm
RAINIER SECURITIES, LLC
CRD#: 130893 / SEC#: , 8-66406
Contact information
Documents
Red Flags
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