Sharon T. Lance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Therese Lance, who also goes by Sharon Therese Fortin, Sharon Therse Fortin, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1982. Sharon had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 1999 - September 29, 2003
FIRST SECURITIES USA, INC.
January 1, 1999 - March 15, 2017
FORTIN FINANCIAL SERVICES
February 9, 1995 - November 5, 1999
FIRST ASSOCIATED SECURITIES GROUP, INC.
January 7, 1988 - February 13, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
December 4, 1986 - February 4, 1988
R.T. CALDWELL & CO., INCORPORATED
September 24, 1985 - December 4, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
May 19, 1982 - September 20, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 19, 1982 - September 20, 1985
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SECURITIES USA, INC.
CRD#: 39986 / SEC#: , 8-48922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
