Debora A. Thoele-cziprusz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debora Anne Thoele-cziprusz, who also goes by Debora Anne Cziprusz, Debora Anne Thoele, Debra Anne Thoele, Debora A Thoele-cziprusz, Debora Ann Thoelecziprusz, Debora Anne Thoelecziprusz, was a registered financial professional .
Debora is a previously registered financial professional and started their career in finance in 1982. Debora had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - November 20, 2019
FIDELITY BROKERAGE SERVICES LLC
November 14, 2007 - August 28, 2012
STRATEGIC ADVISERS LLC
September 4, 2006 - August 27, 2012
FIDELITY BROKERAGE SERVICES LLC
March 11, 2004 - January 25, 2006
FORESIDE FUND SERVICES, LLC
January 12, 1987 - August 21, 1990
PRUDENTIAL EQUITY GROUP, LLC
November 5, 1984 - January 20, 1987
CITIGROUP GLOBAL MARKETS INC.
July 18, 1983 - November 16, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
November 24, 1982 - June 27, 1983
HANAUER, STERN & COMPANY,INCORPORATED
August 31, 1982 - November 24, 1982
CITIGROUP GLOBAL MARKETS INC.
May 24, 1982 - August 12, 1982
MARSHALL AND MEYER BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
