David Netkin

WOODSTOCK WEALTH MANAGEMENT

Mountainside, NJ 07092

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CRD#: 1044935

Professional summary

David Netkin, who also goes by David Phillip Netkin, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Mountainside, New Jersey and ST. BERNARD FINANCIAL SERVICES, INC. located in Mountainside, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Phillip Netkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.EDGEWOOD FINANCIAL GROUP Inc.; INVESTMENT RELATED; 1199 RT 22 EAST SUITE 306, MOUNTAINSIDE, NJ 07092; DBA FOR relationship with Woodstock Wealth Management, Inc.; owner; 12-12-2005; DEVOTES APPROX 2 HOURS a month of WHICH none ARE DURING TRADING HOURS; DUTIES INCLUDE operate branch office for WWM and pay business expenses. 2. St Bernard Financial Services: investment related; 1609 West Main Street, Russellville, AR 72801; they are the broker dealer that I am associated with in a non-registered capacity, 0 ownership; Jan 2020; devotes 2 hours a month of which are during trading hours; perform non-registered branch functions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Netkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2018 - Present

WOODSTOCK WEALTH MANAGEMENT, INC.

Office #1: 1199 Route 22 East Suite 306, Mountainside, NJ 07092

RIA

CRD#: 283472

Mountainside, NJ

Current

December 9, 2021 - Present

ST. BERNARD FINANCIAL SERVICES, INC.

Office #1: 1199 Rt 22 East, Mountainside, NJ 07092

RIA

CRD#: 36956

Mountainside, NJ

Past

February 2, 2006 - November 9, 2018

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

MOUNTAINSIDE, NJ

Past

December 19, 2005 - December 10, 2019

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

MOUNTAINSIDE, NJ

Past

November 15, 2005 - November 23, 2005

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

MOUNTAINSIDE, NJ

Past

May 13, 2004 - November 9, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SHORT HILLS, NJ

Past

May 13, 2004 - November 9, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 1, 2003 - May 20, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SHORT HILLS, NJ

Past

July 1, 2003 - May 20, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 2, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SHORT HILLS, NJ

Past

November 15, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 4, 1997 - November 23, 1999

ATLANTIC GROUP SECURITIES, INC.

CRD#: 42194

MILLBURN, NJ

Past

May 14, 1982 - August 29, 1997

RICKEL & ASSOCIATES, INC.

CRD#: 7839

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(8/7/2018)

IAR

New Jersey
(6/12/2018)

New Jersey
(12/9/2021)

IAR

North Carolina
(11/19/2018)

IAR

Texas
(7/18/2018)

IAR

Vermont
(12/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/21/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 5/13/1982

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

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Contact information

Main Address

250 River Park North Drive, Woodstock, GA 30188

Mailing Address

Phone number

(800) 279-4468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 29 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,834
AUM (Assets Under Management)	$ 629,939,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David Netkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Netkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ST. BERNARD FINANCIAL SERVICES, INC.

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

ATLANTIC GROUP SECURITIES, INC.

RICKEL & ASSOCIATES, INC.

Primary Firm SEC Registration

WOODSTOCK WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2006

Series 63

Date: 1/30/1986

SIE

Date: 10/1/2018

Series 31

Date: 3/21/2005

Series 7

Date: 4/16/1983

Series 52

Date: 5/13/1982

FINRA

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOODSTOCK WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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