Walter A. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Anthony Turner, who also goes by Tony Turner, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1982. Walter had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1997 - June 30, 1998
MGI FUNDS DISTRIBUTORS, LLC
March 18, 1997 - September 14, 1998
FORESIDE INVESTMENT SERVICES, LLC
March 18, 1997 - December 10, 1998
CITI DISTRIBUTION SERVICES, INC.
March 18, 1997 - December 18, 1998
NEW COVENANT FUNDS DISTRIBUTOR, INC.
March 18, 1997 - December 21, 1998
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
May 8, 1996 - July 23, 1999
BISYS SHELF B/D (1), INC.
August 1, 1995 - November 22, 1995
FIRST UNION BROKERAGE SERVICES, INC.
June 6, 1990 - November 11, 1993
PHILADELPHIA INVESTORS, LTD.
March 17, 1987 - May 19, 1988
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
June 28, 1982 - February 11, 1987
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
